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Financial advisors
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#	Item
921	STATEMENT OF JOSEPH R. RUSSO, SEC RULE 12B-1 ROUNDTABLE Tuesday, June 19, 2007 I am Joe Russo, a native of Cedar Rapids, Iowa. I began my securities career in 1972 as a registered representative and have spent the past 3 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-06 12:45:11 Money Financial adviser Investment Advisor Mutual fund fees and expenses Financial services Ameriprise Financial National Association of Personal Financial Advisors Finance Financial economics Business
922	Nancy M. Morris, Secretary Securities and Exchange Commission 100 F Street,NE Washington, DC[removed]Wednesday, August 08,2007 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-15 10:01:54 Business Mutual fund fees and expenses Financial markets Money Financial adviser Financial services Investment Advisor SEC filings National Association of Personal Financial Advisors Finance Financial economics Investment
923	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]July 18, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares of t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-19 10:28:15 Exchange-traded funds Funds Financial services Stock market SPDR State Street Global Advisors Bond Asset-backed security Security Investment Financial economics Finance
924	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]NGAM Advisors, L.P., et al.; Notice of Application July 9, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-10 13:20:01 Funds Financial services Securities Exchange-traded fund Depository Trust & Clearing Corporation Institutional investor Financial adviser Bond Net asset value Financial economics Investment Finance
925	List of Exchange Traded Funds Eligible for Reporting as a Schedule D Bond db X-trackers Municipal Infrastructure Revenue Bond Fund FlexShares Ready Access Variable Income Fund Guggenheim Enhanced Short Duration Bond ETF Add to Reading List Source URL: naic.org Language: English - Date: 2014-07-25 12:58:54 SPDR IShares Bond State Street Global Advisors Barclays PowerShares Index fund Companies listed on the Toronto Stock Exchange Investment Financial economics Exchange-traded funds
926	VERMONT PENSION INVESTMENT COMMITTEE April 20, 2010 VPIC Members Present: STEPHEN RAUH, CHAIR, VMERS Governor’s Delegate, term expiring June 30, 2010 JEB SPAULDING, VICE-CHAIR, VT State Treasurer DICK JOHANNESEN, Gover Add to Reading List Source URL: www.vermonttreasurer.gov Language: English - Date: 2011-05-08 23:09:47 Financial services Actuarial science Financial markets Funds Hedge fund State Street Global Advisors Investment management Risk parity Asset allocation Financial economics Investment Finance
927	TRIBAL FINANCIAL ADVISORS ACTS AS FINANCIAL ADVISOR TO THE SENECA GAMING CORPORATION IN ITS RECENTLY COMPLETED $550 MILLION REFINANCING Tribal Financial Advisors (“TFA”) is pleased to announce that it acted as financ Add to Reading List Source URL: tribaladvisors.com Language: English - Date: 2014-01-08 21:04:57 Native American history Iroquois Seneca people Americas Seneca Nation of New York Seneca Niagara Casino & Hotel Seneca Seneca tribe New York History of North America
928	Tuesday, August 09, 2007 Nancy M. Moms Secretary Securities & Exchange Commission[removed]F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-15 10:05:37 Business Money Mutual fund fees and expenses Financial markets Financial adviser Short National Association of Personal Financial Advisors Finance Financial economics Investment
929	Loan Checklist It is highly recommended that you consult with Small Business Development Center specialists, financial advisors, accountants and others to prepare your financial projections and to make sure that the amou Add to Reading List Source URL: www.sdibaonline.org Language: English - Date: 2011-03-18 15:19:29 Personal finance Mortgage Economics Loans Credit history Financial statement Mortgage fraud Commercial mortgage Financial economics Finance Credit
930	& Financial Advisors Social Media Issue 3 Add to Reading List Source URL: www.investmentnews.com Language: English - Date: 2014-04-25 09:48:57 Social media Social information processing Mass media Direct marketing Facebook ROI of Social Media Customer relationship management Marketing World Wide Web Business

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